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Detailed Report
Alfred Witty Adan
AL ADAN, ALFRED WITTY ADAN, ALFRED ADAN, Alfred Witty Adan III
CRD#: 5471160
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1556 N WENATCHEE AVE SUITE C
WENATCHEE, WA 98801
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - Present (17 years)
Disclosure(s)
View By:
8/10/2023
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 11/14/2019
B
Nevada 11/9/2022
B
California 7/23/2014
B
New York 12/20/2021
B
Florida 9/27/2021
B
Oklahoma 2/7/2013
B
Hawaii 4/17/2024
B
Oregon 11/27/2023
B
Idaho 7/2/2012
B
South Carolina 6/8/2017
B
Iowa 7/1/2020
B
Texas 3/13/2008
B
Maryland 7/20/2020
IA
Texas 8/19/2014
B
Massachusetts 2/28/2024
B
Virginia 5/28/2013
B
Mississippi 8/6/2014
B
Washington 2/1/2010
B
Montana 5/2/2011
IA
Washington 2/5/2010

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1556 N WENATCHEE AVE SUITE C, WENATCHEE, WA 98801
Registered with this firm since 3/20/2008
B
EDWARD JONES (CRD#:250)
1556 N WENATCHEE AVE SUITE C, WENATCHEE, WA 98801
Registered with this firm since 2/25/2008
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.