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Wendell Eric Graham
W Eric Graham, Wendell E Graham, Wendell Graham, Weric Graham
CRD#: 5470616
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 845 LAUREL STREET
SAN CARLOS, CA 94070
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2019 - 2021 (1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
California 11/1/2023

B
Hawaii 1/31/2024

IA
California 11/1/2023

B
Washington 1/30/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
845 LAUREL STREET, SAN CARLOS, CA 94070
Registered with this firm since 11/1/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
845 LAUREL STREET, SAN CARLOS, CA 94070
Registered with this firm since 8/31/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/16/2019 - 05/07/2021 MORGAN STANLEY (CRD#:149777) SAN RAFAEL, CA
B
10/16/2019 - 05/07/2021 MORGAN STANLEY (CRD#:149777) SAN RAFAEL, CA
IA
06/23/2008 - 04/17/2009 EDWARD JONES (CRD#:250) ST LOUIS, MO
B
02/22/2008 - 04/17/2009 EDWARD JONES (CRD#:250) ST LOUIS, MO
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.