Individual Firm
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MICHAEL DAVID VASTA
CRD#: 5469885
IA
B
MORGAN STANLEYCRD#: 149777 7733 Forsyth Boulevard
Suite 2100
Clayton, MO 63105
Suite 2100
Clayton, MO 63105
0
Disclosures
17
Years of Experience
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State Registrations
B
Alabama 4/13/2015
B
Michigan 6/1/2009
B
Alaska 8/16/2018
B
Minnesota 1/5/2017
B
Arizona 6/1/2009
B
Missouri 6/1/2009
B
Arkansas 6/12/2023
IA
Missouri 6/1/2009
B
California 6/1/2009
B
Montana 9/1/2020
B
Colorado 8/17/2020
B
Nevada 11/21/2018
B
Florida 6/1/2009
B
New York 6/8/2016
B
Georgia 5/1/2015
B
Oklahoma 1/27/2010
B
Illinois 6/1/2009
B
Oregon 1/4/2024
IA
Illinois 8/14/2023
B
South Carolina 11/26/2013
B
Indiana 6/1/2009
B
Tennessee 10/9/2009
B
Iowa 10/22/2019
B
Texas 6/1/2009
B
Kansas 6/1/2009
IA
Texas 6/1/2009
B
Kentucky 7/29/2021
B
Virginia 2/26/2021
B
Massachusetts 6/1/2009
B
Washington 2/10/2025
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/14/2008 - 06/01/2009 | ST. LOUIS, MO | |
B | 03/04/2008 - 06/01/2009 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.