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NATHAN DAVID SMITH
NATHAN SMITH
CRD#: 5468995
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1324 POLARIS PKWY
POLARIS FASHION PLACE
COLUMBUS, OH 43240
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1324 POLARIS PKWY
POLARIS FASHION PLACE
COLUMBUS, OH 43240
Registration History
20082010201220142016201820202022202420263 FIRMS2018 - 2018 (<1 year)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - Present (3 years)BSCOTTRADE, INC. (CRD# 8206)2008 - 2018 (9 years)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2017 - 2018 (1 year)
License(s)

State Registrations

B
California 10/28/2022

B
North Carolina 8/14/2023

B
Colorado 8/8/2022

B
Ohio 7/29/2021

B
Florida 7/29/2021

IA
Ohio 8/25/2021

B
Illinois 9/28/2021

B
Pennsylvania 1/4/2024

B
Indiana 8/20/2024

B
South Carolina 10/8/2021

B
Kentucky 7/19/2024

B
South Dakota 11/2/2021

B
Maryland 1/4/2023

B
Tennessee 9/22/2022

B
Massachusetts 9/9/2022

B
Texas 3/4/2022

B
Michigan 5/6/2022

IA
Texas 5/6/2022

B
Minnesota 10/27/2022

B
Virginia 10/8/2021

B
Missouri 10/26/2022

B
West Virginia 7/29/2021

B
New York 11/2/2021

B
Wisconsin 1/31/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1324 POLARIS PKWY POLARIS FASHION PLACE, COLUMBUS, OH 43240
Registered with this firm since 8/25/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1324 POLARIS PKWY POLARIS FASHION PLACE, COLUMBUS, OH 43240
COLUMBUS, OH
Registered with this firm since 7/29/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/01/2018 - 07/14/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) COLUMBUS, OH
B
05/01/2018 - 07/14/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) COLUMBUS, OH
IA
02/27/2018 - 04/16/2018 TD AMERITRADE, INC. (CRD#:7870) DUBLIN, OH
IA
02/26/2018 - 04/16/2018 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) OMAHA, NE
B
02/26/2018 - 04/16/2018 TD AMERITRADE, INC. (CRD#:7870) DUBLIN, OH
IA
02/24/2017 - 02/26/2018 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
B
12/10/2008 - 02/26/2018 SCOTTRADE, INC. (CRD#:8206) DUBLIN, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.