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Detailed Report
DANIEL LORD
DAN C LORD, DAN LORD, DANIEL C LORD, DANIEL CARLTON LORD, DANNY LORD…
CRD#: 5467897
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Investment Adviser
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Previous Broker
TD PRIVATE CLIENT WEALTH LLCCRD#: 164484 1255 South Willow Street
Manchester, NH 03103
Registration History
2008201020122014201620182020202220242026IATD PRIVATE CLIENT WEALTH LLC (CRD# 164484)2022 - Present (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2008 - 2017 (9 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2010 - 2013 (3 years)
License(s)

State Registrations

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Connecticut 5/9/2023
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Massachusetts 5/25/2022
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Maine 9/5/2024
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New Hampshire 2/8/2022
Current Registration(s)
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TD PRIVATE CLIENT WEALTH LLC (CRD#:164484)
1255 South Willow Street, Manchester, NH 03103
Registered with this firm since 2/8/2022
Previous Registration(s)
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 05/26/2008 - 08/08/2017 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) MERRIMACK, NH
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 01/01/2010 - 06/03/2013 STRATEGIC ADVISERS, INC. (CRD#:104555) MERRIMACK, NH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.