Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Sandra Mae Shults
SANDRA MAE KADER
CRD#: 5467386
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 95 SEA ISLAND PARKWAY
SUITE 101
BEAUFORT, SC 29907-1673
Registration History
201220142016201820202022202420262 FIRMS2023 - Present (1 year)BBB&T INVESTMENT SERVICES, INC. (CRD# 33856)2012 - 2013 (<1 year)
License(s)

State Registrations

B
Alabama 12/5/2023
B
New York 12/5/2023
B
Arizona 5/21/2024
B
North Carolina 12/5/2023
B
Colorado 12/5/2023
B
Ohio 12/2/2023
B
Connecticut 12/5/2023
B
Pennsylvania 1/19/2024
B
Florida 12/5/2023
B
South Carolina 9/18/2023
B
Georgia 12/1/2023
IA
South Carolina 9/19/2023
B
Iowa 12/5/2023
B
Tennessee 12/5/2023
B
Kentucky 12/5/2023
B
Texas 12/1/2023
B
Maryland 1/10/2024
IA
Texas 12/11/2023
B
Massachusetts 12/18/2024
B
Virginia 12/5/2023
B
Minnesota 4/19/2024
B
Washington 12/5/2023
B
Mississippi 12/5/2023
B
West Virginia 7/31/2024
B
Montana 11/27/2023
B
Wisconsin 11/21/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
95 SEA ISLAND PARKWAY SUITE 101, BEAUFORT, SC 29907-1673
Registered with this firm since 9/19/2023
B
EDWARD JONES (CRD#:250)
95 SEA ISLAND PARKWAY SUITE 101, BEAUFORT, SC 29907-1673
Registered with this firm since 8/10/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/27/2012 - 07/26/2013 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) LEXINGTON, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.