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Seth Jacob Collins
SETH COLLINS
CRD#: 5467122
IA
B
EDWARD JONESCRD#: 250 208 N 26TH STREET SUITE C
ARKADELPHIA, AR 71923
ARKADELPHIA, AR 71923
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
Alabama 8/10/2018
B
Missouri 7/27/2018
B
Alaska 10/16/2024
B
New Mexico 10/8/2021
B
Arkansas 7/27/2018
B
Oklahoma 7/27/2018
IA
Arkansas 8/3/2018
B
Oregon 7/27/2018
B
California 7/27/2018
B
Tennessee 6/11/2020
B
Florida 7/27/2018
B
Texas 7/27/2018
B
Illinois 6/5/2023
IA
Texas 12/24/2018
B
Iowa 7/27/2018
B
Virginia 7/27/2018
B
Maine 1/26/2023
B
Washington 7/27/2018
B
Mississippi 7/27/2018
B
West Virginia 7/27/2018
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/3/2018
B
Registered with this firm since 7/27/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/21/2011 - 08/03/2018 | OKOLONA, AR | |
B | 12/21/2011 - 08/03/2018 | OKOLONA, AR | |
IA | 03/12/2008 - 12/23/2011 | ARKADELPHIA, AR | |
B | 02/13/2008 - 12/23/2011 | ARKADELPHIA, AR |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.