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ROBERT M ROSATO
ROBERT MICHAEL ROSATO, ROBERT ROSATO
CRD#: 5466394
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TD PRIVATE CLIENT WEALTH LLCCRD#: 164484 1 Vanderbilt Avenue
23rd Floor
NEW YORK, NY 10017
23rd Floor
NEW YORK, NY 10017
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Disclosures
4
Years of Experience
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State Registrations
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Connecticut 8/29/2024
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New Hampshire 1/13/2023
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Florida 3/29/2023
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New Jersey 9/1/2020
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Maryland 5/21/2024
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New York 8/11/2021
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Massachusetts 4/5/2023
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Rhode Island 4/10/2024
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Registered with this firm since 9/1/2020
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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