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Detailed Report
CHARISSE LEIGH VERESH
CHARISSE LEIGH ROENICKE - TAYLOR, Charisse Leigh Roenicke, Charisse Leigh Roenicke-Taylor, CHARISSE TAYLOR, Charisse Leigh Taylor
CRD#: 5466242
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 122 Uptown Drive
Suite 401
Bay City, MI 48708
Registration History
2017201820192020202120222023202420252026IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2020 - Present (4 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2018 - Present (6 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Michigan 5/10/2018
IA
Michigan 6/8/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
122 Uptown Drive Suite 401, Bay City, MI 48708
Registered with this firm since 6/8/2020
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
122 Uptown Drive Suite 401, Bay City, MI 48708
Registered with this firm since 5/10/2018
Previous Registration(s)
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B
 08/04/2017 - 05/15/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BAY CITY, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.