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Detailed Report
GABRIEL S BERGER
GAVRIEL S BERGER, Gavriel Berger
CRD#: 5466171
IA
Investment Adviser
B
Broker
STEPHENSCRD#: 3496 9 GREENWAY PLAZA
HOUSTON, TX 77046
Registration History
20082010201220142016201820202022202420262 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - 2023 (4 years)2 FIRMS2023 - Present (2 years)BCASIMIR CAPITAL L.P. (CRD# 105061)2008 - 2008 (<1 year)
License(s)

State Registrations

B
Alabama 11/24/2023
B
Maryland 6/12/2023
B
Arizona 8/3/2023
B
Massachusetts 1/19/2023
B
Arkansas 1/19/2023
B
Nevada 1/19/2023
B
California 1/19/2023
B
New Jersey 1/19/2023
B
Connecticut 8/3/2023
B
New York 1/19/2023
B
Delaware 1/19/2023
B
North Carolina 8/3/2023
B
Florida 1/19/2023
B
Ohio 10/29/2024
B
Georgia 11/24/2023
B
Pennsylvania 8/3/2023
B
Illinois 1/19/2023
B
Texas 1/19/2023
B
Indiana 8/8/2023
IA
Texas 1/19/2023
B
Iowa 12/22/2023
B
Vermont 8/3/2023
B
Maine 8/3/2023
B
Wisconsin 6/5/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STEPHENS (CRD#:3496)
9 GREENWAY PLAZA, HOUSTON, TX 77046
Registered with this firm since 1/19/2023
B
STEPHENS (CRD#:3496)
9 GREENWAY PLAZA, HOUSTON, TX 77046
Registered with this firm since 1/19/2023
Previous Registration(s)
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IA
 04/03/2018 - 01/20/2023 OPPENHEIMER & CO. INC. (CRD#:249) HOUSTON, TX
B
 04/03/2018 - 01/20/2023 OPPENHEIMER & CO. INC. (CRD#:249) HOUSTON, TX
IA
 08/16/2016 - 04/11/2018 ALLIANCEBERNSTEIN L.P. (CRD#:108477) NEW YORK, NY
B
 06/21/2016 - 04/11/2018 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) NEW YORK, NY
B
 06/23/2008 - 09/10/2008 CASIMIR CAPITAL L.P. (CRD#:105061) GREENWICH, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.