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THOMAS FRANCIS CURRIE
THOMAS FRANCIS CURRIE IV
CRD#: 5465944
IA
Investment Adviser
B
Broker
THE AYCO COMPANY, L.P.CRD#: 106693 100 COLISEUM DRIVE
COHOES, NY 12047
GOLDMAN SACHS & CO. LLCCRD#: 361 100 COLISEUM DRIVE
COHOES, NY 12047
Registration History
2008201020122014201620182020202220242026IATHE AYCO COMPANY, L.P. (CRD# 106693)2010 - Present (14 years)BGOLDMAN SACHS & CO. LLC (CRD# 361)2021 - Present (4 years)BMERCER ALLIED COMPANY, L.P. (CRD# 37404)2008 - 2021 (12 years)
Disclosure(s)
View By:
5/3/2023
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 1/4/2021

B
Missouri 1/4/2021

B
California 1/4/2021

B
New Hampshire 1/4/2021

B
Colorado 1/4/2021

B
New Jersey 1/4/2021

B
Connecticut 1/4/2021

B
New York 1/4/2021

B
District of Columbia 1/4/2021

IA
New York 4/22/2021

B
Florida 1/5/2021

B
North Carolina 5/5/2022

B
Georgia 1/30/2023

B
Pennsylvania 1/4/2021

B
Hawaii 1/4/2021

B
Rhode Island 1/4/2021

B
Idaho 1/4/2021

B
South Carolina 12/12/2023

B
Illinois 1/4/2021

B
South Dakota 1/4/2021

B
Maine 1/4/2021

B
Texas 1/4/2021

B
Maryland 1/4/2021

IA
Texas 1/31/2022

B
Massachusetts 1/4/2021

B
Vermont 1/4/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE AYCO COMPANY, L.P. (CRD#:106693)
100 COLISEUM DRIVE, COHOES, NY 12047
Registered with this firm since 10/26/2010

B
GOLDMAN SACHS & CO. LLC (CRD#:361)
100 COLISEUM DRIVE, COHOES, NY 12047
Registered with this firm since 1/4/2021

Previous Registration(s)
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B
02/14/2008 - 01/04/2021 MERCER ALLIED COMPANY, L.P. (CRD#:37404) COHOES, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.