Individual Firm
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Karen Kelly
KAREN BARTOLDUS, KAREN HICKEY, KAREN H KELLY, KAREN KELLY
CRD#: 5465650
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 1090 HICKSVILLE ROAD
NORTH MASSAPEQUA, NY 11758
NORTH MASSAPEQUA, NY 11758
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Disclosures
16
Years of Experience
View By:
State Registrations
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California 7/18/2016
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New York 1/15/2014
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Colorado 9/2/2016
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New York 5/3/2021
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Connecticut 1/15/2014
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North Carolina 4/28/2014
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Florida 1/29/2014
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Ohio 10/13/2015
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Georgia 6/20/2019
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Pennsylvania 10/13/2015
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Maryland 10/12/2017
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South Carolina 10/26/2015
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Massachusetts 2/23/2016
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Tennessee 8/29/2018
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Minnesota 10/13/2015
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Texas 2/12/2016
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New Hampshire 2/25/2021
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Texas 2/17/2016
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New Jersey 1/15/2014
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Vermont 10/11/2018
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New Jersey 1/24/2014
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Virginia 12/3/2014
SRO Registrations
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IA
Registered with this firm since 1/24/2014
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Registered with this firm since 1/15/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/19/2011 - 01/17/2014 | MELVILLE, NY | |
B | 10/29/2008 - 01/17/2014 | BOHEMIA, NY | |
B | 07/16/2008 - 10/16/2008 | MELVILLE, NY | |
B | 04/18/2008 - 06/19/2008 | MELVILLE, NY |
MELVILLE, NY
07/19/2011 - 01/17/2014
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.