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Registration History
20082010201220142016201820202022202420262 FIRMS2014 - 2022 (7 years)2 FIRMS2022 - 2024 (2 years)IAASSETFUSION (CRD# 332755)2024 - Present (<1 year)BFIRST COMMAND FINANCIAL PLANNI... (CRD# 3641)2007 - 2014 (6 years)IAFIRST COMMAND FINANCIAL PLANNI... (CRD# 3641)2008 - 2014 (6 years)
Disclosure(s)
View By:
10/13/2010
Judgment / Lien
License(s)

State Registrations

IA
Texas 11/14/2024

Current Registration(s)
IA
ASSETFUSION (CRD#:332755)
SAN ANTONIO, TX
Registered with this firm since 11/14/2024

Previous Registration(s)
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IA
04/06/2022 - 11/26/2024 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) San Antonio, TX
B
04/06/2022 - 11/26/2024 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) San Antonio, TX
IA
05/12/2014 - 04/22/2022 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) ARLINGTON, TX
B
05/12/2014 - 04/22/2022 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) ARLINGTON, TX
IA
01/24/2008 - 05/13/2014 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) SAN ANTONIO, TX
B
12/19/2007 - 05/13/2014 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) SAN ANTONIO, TX
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.