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Detailed Report
Stephen Angelo Alessi
CRD#: 5464273
IA
Investment Adviser
B
Broker
ONEAMERICA SECURITIES, INC.CRD#: 4173 3825 HENDERSON BLVD
STE 208
TAMPA, FL 33629
Registration History
2008201020122014201620182020202220242026IAONEAMERICA SECURITIES, INC. (CRD# 4173)2023 - Present (2 years)BONEAMERICA SECURITIES, INC. (CRD# 4173)2018 - Present (7 years)BONEAMERICA SECURITIES, INC. (CRD# 4173)2008 - 2010 (1 year)
License(s)

State Registrations

B
California 5/8/2024
B
North Carolina 1/17/2023
B
Florida 2/28/2018
B
Ohio 6/30/2021
IA
Florida 4/5/2023
B
South Carolina 11/1/2024

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ONEAMERICA SECURITIES, INC. (CRD#:4173)
3825 HENDERSON BLVD STE 208, TAMPA, FL 33629
Registered with this firm since 4/5/2023
B
ONEAMERICA SECURITIES, INC. (CRD#:4173)
3825 HENDERSON BLVD STE 208, TAMPA, FL 33629
Registered with this firm since 2/28/2018
Previous Registration(s)
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B
 06/18/2008 - 02/03/2010 ONEAMERICA SECURITIES, INC. (CRD#:4173) TAMPA, FL
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.