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Detailed Report
GARY ZAMPELLA
GARY P ZAMPELLA, GARY PAUL ZAMPELLA
CRD#: 5464253
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 190 RIVER RD 2ND FL
[SUPPORT CENTER]
SUMMIT, NJ 07901
Registration History
20082010201220142016201820202022202420262 FIRMS2013 - 2022 (9 years)2 FIRMS2022 - Present (3 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2008 - 2010 (1 year)
License(s)

State Registrations

B
California 4/28/2022
B
New Jersey 4/28/2022
B
Connecticut 4/28/2022
IA
New Jersey 4/28/2022
B
Delaware 4/28/2022
B
New York 4/28/2022
B
Florida 4/28/2022
B
North Carolina 4/28/2022
B
Maine 4/28/2022
B
Pennsylvania 4/28/2022
B
Maryland 4/28/2022
B
Rhode Island 4/28/2022
B
Massachusetts 4/28/2022
B
South Carolina 4/28/2022
B
Missouri 4/28/2022
B
Vermont 4/28/2022
B
New Hampshire 4/28/2022
B
Virginia 4/28/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
190 RIVER RD 2ND FL [SUPPORT CENTER], SUMMIT, NJ 07901
Registered with this firm since 4/28/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
190 RIVER RD 2ND FL [SUPPORT CENTER], SUMMIT, NJ 07901
Registered with this firm since 4/28/2022
Previous Registration(s)
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IA
 09/13/2013 - 04/21/2022 TD PRIVATE CLIENT WEALTH LLC (CRD#:164484) Bernardsville, NJ
B
 02/28/2013 - 04/21/2022 TD PRIVATE CLIENT WEALTH LLC (CRD#:164484) Bernardsville, NJ
B
 09/16/2008 - 06/23/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) SUMMIT, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.