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VICTORIA ANN WILK
CRD#: 5463719
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Investment Adviser
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Broker
MUTUAL ADVISORS, LLCCRD#: 167658 Redondo Beach, CA
MUTUAL SECURITIES, INC.CRD#: 13092 1419 Highland Ave.
Manhattan Beach, CA 90266
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)2 FIRMS2017 - 2022 (5 years)2 FIRMS2022 - Present (2 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2009 - 2017 (7 years)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2012 - 2017 (4 years)IAIRA WEALTH MANAGEMENT (CRD# 133403)2010 - 2014 (3 years)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2009 - 2012 (2 years)
Disclosure(s)
View By:
3/10/2016
Customer Dispute
Denied
License(s)

State Registrations

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California 5/23/2022

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California 5/23/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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MUTUAL SECURITIES, INC. (CRD#:13092)
1419 Highland Ave., Manhattan Beach, CA 90266
Redondo Beach, CA
Registered with this firm since 5/23/2022

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MUTUAL ADVISORS, LLC (CRD#:167658)
Redondo Beach, CA
1419 Highland Ave., Manhattan Beach, CA 90266
Registered with this firm since 5/23/2022

Previous Registration(s)
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03/01/2017 - 04/21/2022 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) EL SEGUNDO, CA
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02/28/2017 - 04/21/2022 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) EL SEGUNDO, CA
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07/02/2012 - 03/28/2017 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) Manhattan Beach, CA
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12/01/2009 - 03/06/2017 FIRST ALLIED SECURITIES, INC. (CRD#:32444) MANHATTAN BEACH, CA
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03/29/2010 - 01/10/2014 IRA WEALTH MANAGEMENT (CRD#:133403) EL SEGUNDO, CA
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12/01/2009 - 07/02/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) MANHATTAN BEACH, CA
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03/03/2008 - 04/21/2008 WADDELL & REED, INC. (CRD#:866) TORRANCE, CA
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02/01/2008 - 04/21/2008 WADDELL & REED, INC. (CRD#:866) TORRANCE, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.