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Detailed Report
TRISHA L BAGGS
TRISHA LEIGH AGERSEA, TRISHA LEIGH BAGGS, TRISHA BAGGS, TRISHA LEIGH MARTIN
CRD#: 5463318
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8601 N SCOTTSDALE RD STE 100
[VA-RBO]
SCOTTSDALE, AZ 85253
Registration History
20082010201220142016201820202022202420262 FIRMS2022 - Present (3 years)BLINCOLN FINANCIAL SECURITIES C... (CRD# 3870)2008 - 2009 (1 year)
License(s)

State Registrations

B
Alabama 11/8/2022
B
Nevada 11/8/2022
B
Arizona 2/3/2022
B
New Mexico 12/20/2023
IA
Arizona 3/7/2022
B
New York 11/8/2022
B
California 11/8/2022
B
Oklahoma 11/8/2022
B
Colorado 11/8/2022
B
Oregon 11/8/2022
B
Florida 11/8/2022
B
Pennsylvania 11/8/2022
B
Illinois 11/8/2022
B
Tennessee 11/8/2022
B
Kansas 11/8/2022
B
Texas 11/8/2022
B
Massachusetts 11/8/2022
IA
Texas 11/8/2022
B
Missouri 11/25/2022
B
Utah 11/8/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8601 N SCOTTSDALE RD STE 100 [VA-RBO], SCOTTSDALE, AZ 85253
GILBERT, AZ
Registered with this firm since 3/7/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8601 N SCOTTSDALE RD STE 100 [VA-RBO], SCOTTSDALE, AZ 85253
GILBERT, AZ
Registered with this firm since 1/31/2022
Previous Registration(s)
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B
 02/04/2008 - 10/08/2009 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.