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Katrina M Elbert
KATRINA M ELBERT, KATRINA MARIE ELBERT, KATRINA MARIE SNOW
CRD#: 5463061
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3508 OAKWOOD MALL DR
EAU CLAIRE, WI 54701
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2013 - 2021 (7 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2014 - 2021 (7 years)
License(s)

State Registrations

B
Alaska 10/13/2021

B
Montana 9/14/2021

B
Arizona 9/14/2021

B
Nevada 9/14/2021

B
California 9/14/2021

B
New Hampshire 5/8/2024

B
Colorado 9/14/2021

B
New Mexico 9/23/2021

B
Delaware 3/25/2024

B
New York 12/6/2023

B
District of Columbia 4/27/2023

B
North Carolina 9/14/2021

B
Florida 9/14/2021

B
North Dakota 12/6/2023

B
Georgia 9/23/2021

B
Ohio 9/23/2021

B
Hawaii 9/23/2021

B
Oregon 1/2/2023

B
Illinois 9/14/2021

B
Pennsylvania 9/14/2021

B
Iowa 9/14/2021

B
South Carolina 12/6/2023

B
Kansas 9/23/2021

B
South Dakota 10/20/2023

B
Kentucky 5/8/2024

B
Texas 9/14/2021

B
Maine 9/14/2021

IA
Texas 9/14/2021

B
Maryland 9/23/2021

B
Utah 2/17/2022

B
Massachusetts 9/14/2021

B
Virginia 9/14/2021

B
Michigan 9/14/2021

B
Washington 9/14/2021

B
Minnesota 9/14/2021

B
Wisconsin 9/10/2021

B
Mississippi 9/24/2021

IA
Wisconsin 9/10/2021

B
Missouri 12/6/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3508 OAKWOOD MALL DR, EAU CLAIRE, WI 54701
Registered with this firm since 9/10/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3508 OAKWOOD MALL DR, EAU CLAIRE, WI 54701
Registered with this firm since 9/10/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/04/2014 - 09/03/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) EAU CLAIRE, WI
B
12/09/2013 - 09/03/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) EAU CLAIRE, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.