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Edmund Sean Sullivan
EDMUND SEAN SULLIVAN MR., NED SULLIVAN
CRD#: 5462947
IA
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T. ROWE PRICE ASSOCIATES, INC.CRD#: 105496 Argyle, TX
T. ROWE PRICE INVESTMENT SERVICES, INC.CRD#: 8348 Argyle, TX
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Disclosures
17
Years of Experience
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State Registrations
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Alabama 11/12/2020
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Nebraska 11/12/2020
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Alaska 11/12/2020
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Nevada 11/12/2020
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Arizona 11/12/2020
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New Hampshire 11/12/2020
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Arkansas 11/12/2020
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New Jersey 11/12/2020
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California 11/12/2020
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New Mexico 11/12/2020
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Colorado 11/12/2020
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New York 11/12/2020
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Connecticut 11/12/2020
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North Carolina 11/12/2020
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Delaware 11/12/2020
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North Dakota 11/12/2020
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District of Columbia 11/12/2020
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Ohio 11/12/2020
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Florida 11/12/2020
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Oklahoma 11/12/2020
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Georgia 11/12/2020
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Oregon 11/12/2020
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Hawaii 11/12/2020
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Pennsylvania 11/12/2020
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Idaho 11/12/2020
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Puerto Rico 11/12/2020
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Illinois 11/12/2020
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Rhode Island 11/12/2020
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Indiana 11/12/2020
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South Carolina 11/12/2020
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Iowa 11/12/2020
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South Dakota 11/12/2020
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Kansas 11/12/2020
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Tennessee 11/12/2020
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Kentucky 11/12/2020
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Texas 8/21/2020
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Louisiana 11/12/2020
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Texas 8/21/2020
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Maine 11/12/2020
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Utah 11/12/2020
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Maryland 8/21/2020
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Vermont 11/12/2020
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Maryland 10/1/2020
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Virgin Islands 11/12/2020
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Massachusetts 11/12/2020
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Virginia 11/12/2020
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Michigan 11/12/2020
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Washington 11/12/2020
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Minnesota 11/12/2020
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West Virginia 11/12/2020
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Mississippi 11/12/2020
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Wisconsin 11/12/2020
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Missouri 11/12/2020
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Wyoming 11/12/2020
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Montana 11/12/2020
SRO Registrations
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Registered with this firm since 8/21/2020
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/21/2019 - 08/03/2020 | Austin, TX | |
IA | 09/27/2017 - 08/22/2019 | PRINCETON, NJ | |
B | 09/27/2017 - 08/22/2019 | PRINCETON, NJ | |
IA | 06/11/2013 - 08/31/2017 | AUSTIN, TX | |
B | 05/31/2013 - 08/31/2017 | AUSTIN, TX | |
B | 12/19/2007 - 06/11/2013 | PHILADELPHIA, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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