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Registration History
20082010201220142016201820202022202420262 FIRMS2019 - 2019 (<1 year)IABELPOINTE ASSET MANAGEMENT LLC (CRD# 143440)2020 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2007 - 2019 (11 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - 2019 (11 years)
Disclosure(s)
View By:
7/22/2024
Customer Dispute
Pending
11/5/2019
Employment Separation After Allegations
7/21/2009
Customer Dispute
Settled
License(s)

State Registrations

IA
Florida 2/18/2020

Current Registration(s)
IA
BELPOINTE ASSET MANAGEMENT LLC (CRD#:143440)
University Park, FL
Registered with this firm since 2/18/2020

Previous Registration(s)
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IA
07/05/2019 - 12/11/2019 IHT WEALTH MANAGEMENT LLC (CRD#:171481) SARASOTA, FL
B
06/27/2019 - 12/05/2019 LPL FINANCIAL LLC (CRD#:6413) SARASOTA, FL
IA
02/12/2008 - 07/08/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SARASOTA, FL
B
12/20/2007 - 07/08/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SARASOTA, FL
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.