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KEVIN EARL SKALTSIS
KEVIN E SKALTSIS
CRD#: 5461624
IA
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FOUNDATIONS INVESTMENT ADVISORS LLCCRD#: 175083 5 DIVISION STREET
SUITE A-113
EAST GREENWICH, RI 02818
SUITE A-113
EAST GREENWICH, RI 02818
0
Disclosures
15
Years of Experience
View By:
State Registrations
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Rhode Island 6/21/2017
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Registered with this firm since 6/21/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/24/2016 - 05/30/2017 | Warwick, RI | |
B | 03/24/2016 - 05/30/2017 | Warwick, RI | |
IA | 05/12/2014 - 03/23/2016 | WARWICK, RI | |
B | 05/17/2014 - 03/23/2016 | SAN DIEGO, CA | |
IA | 03/27/2012 - 09/04/2012 | WARWICK, RI | |
B | 03/22/2012 - 09/04/2012 | CHARLOTTE, NC | |
IA | 09/16/2008 - 03/15/2012 | WARWICK, RI | |
B | 05/06/2008 - 03/15/2012 | WARWICK, RI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.