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Sofia Reyes Mundy
SOFIA R MUNDY, SONIA S REYES, SONIA SOFIA REYES
CRD#: 5460907
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 655 W. BROADWAY
STE 1000
SAN DIEGO, CA 92101-8485
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 5/29/2024

B
New Jersey 8/1/2024

B
California 11/27/2023

B
New York 12/6/2023

IA
California 11/27/2023

B
North Carolina 12/6/2023

B
Colorado 12/6/2023

B
Oregon 12/6/2023

B
District of Columbia 12/6/2023

B
Rhode Island 12/6/2023

B
Florida 12/6/2023

B
Texas 12/6/2023

B
Hawaii 10/24/2024

IA
Texas 12/6/2023

B
Illinois 12/6/2023

B
Virginia 12/6/2023

B
Massachusetts 12/6/2023

B
Washington 12/6/2023

B
Nevada 12/6/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
655 W. BROADWAY STE 1000, SAN DIEGO, CA 92101-8485
Registered with this firm since 11/27/2023

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
655 W. BROADWAY STE 1000, SAN DIEGO, CA 92101-8485
Registered with this firm since 5/9/2023

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.