Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
TIMOTHY RYAN HANNIGAN
TIMOTHY HANNIGAN
CRD#: 5460713
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2400 E KATELLA AVE STE 1000
ANAHEIM, CA 92806
Registration History
20082010201220142016201820202022202420262 FIRMS2011 - Present (13 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2008 - 2011 (2 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2010 - 2011 (1 year)
License(s)

State Registrations

B
California 7/14/2011
B
Massachusetts 6/14/2022
IA
California 7/14/2011

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2400 E KATELLA AVE STE 1000, ANAHEIM, CA 92806
135 S STATE COLLEGE BLVD STE 550, BREA, CA 92821
Registered with this firm since 7/14/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2400 E KATELLA AVE STE 1000, ANAHEIM, CA 92806
135 S STATE COLLEGE BLVD STE 550, BREA, CA 92821
Registered with this firm since 7/14/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/16/2010 - 07/22/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) IRVINE, CA
B
 10/03/2008 - 07/22/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.