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ALAN D PAULSON
CRD#: 5459586
IA
B
MORGAN STANLEYCRD#: 149777 60 East South Temple
20th Floor
Salt Lake City, UT 84111
20th Floor
Salt Lake City, UT 84111
0
Disclosures
17
Years of Experience
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State Registrations
B
Alabama 6/12/2024
B
Nevada 4/24/2024
B
Alaska 2/20/2020
B
New Hampshire 6/12/2024
B
Arizona 2/20/2020
B
New Mexico 6/12/2024
B
California 2/20/2020
B
New York 7/14/2021
B
Colorado 2/20/2020
B
North Carolina 6/12/2024
B
Connecticut 2/7/2025
B
Ohio 1/10/2024
B
District of Columbia 6/12/2024
B
Oklahoma 9/28/2022
B
Florida 5/14/2021
B
Oregon 7/13/2021
B
Georgia 8/24/2022
B
Pennsylvania 2/7/2025
B
Hawaii 6/12/2024
B
Rhode Island 6/12/2024
B
Idaho 2/20/2020
B
South Carolina 6/12/2024
B
Illinois 6/12/2024
B
Tennessee 6/12/2024
B
Kansas 6/12/2024
B
Texas 2/20/2020
B
Kentucky 6/12/2024
IA
Texas 2/20/2020
B
Louisiana 6/12/2024
B
Utah 2/20/2020
B
Maryland 2/20/2020
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Utah 2/21/2020
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Massachusetts 2/20/2020
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Vermont 2/20/2020
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Michigan 2/20/2020
B
Virginia 8/24/2022
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Minnesota 2/20/2020
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Washington 2/20/2020
B
Montana 4/24/2024
B
West Virginia 6/12/2024
B
Nebraska 6/12/2024
B
Wyoming 7/15/2021
SRO Registrations
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IA
Registered with this firm since 2/20/2020
B
Registered with this firm since 2/20/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/06/2008 - 02/24/2020 | SALT LAKE CITY, UT | |
B | 01/18/2008 - 02/24/2020 | SALT LAKE CITY, UT |
SALT LAKE CITY, UT
02/06/2008 - 02/24/2020
SALT LAKE CITY, UT
01/18/2008 - 02/24/2020
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.