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Detailed Report
ALLEN PHILIP CANTONI
ALLEN CANTONI
CRD#: 5458999
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 400 MERIDIAN CENTRE BLVD
STE 210
ROCHESTER, NY 14618
Registration History
20082010201220142016201820202022202420263 FIRMS2010 - 2010 (<1 year)2 FIRMS2010 - 2015 (4 years)3 FIRMS2015 - 2023 (8 years)2 FIRMS2023 - Present (1 year)BAXA ADVISORS, LLC (CRD# 6627)2008 - 2010 (2 years)
License(s)

State Registrations

B
Alabama 11/5/2024
B
Missouri 9/5/2024
B
Arizona 9/5/2024
B
Nevada 9/20/2024
B
Arkansas 11/27/2024
B
New Hampshire 9/5/2024
B
California 11/2/2023
B
New Jersey 11/2/2023
B
Colorado 9/5/2024
B
New York 11/2/2023
B
Connecticut 9/20/2024
IA
New York 11/2/2023
B
Delaware 9/5/2024
B
North Carolina 9/5/2024
B
District of Columbia 9/5/2024
B
Ohio 11/2/2023
B
Florida 11/2/2023
B
Oregon 11/27/2024
IA
Florida 11/3/2023
B
Pennsylvania 11/2/2023
B
Georgia 9/5/2024
B
Rhode Island 9/5/2024
B
Illinois 11/2/2023
B
South Carolina 11/2/2023
B
Kansas 1/22/2025
B
Tennessee 11/2/2023
B
Kentucky 9/5/2024
B
Texas 11/2/2023
B
Maine 1/19/2024
IA
Texas 11/27/2024
B
Maryland 9/5/2024
B
Vermont 12/8/2023
B
Massachusetts 9/5/2024
B
Virginia 9/5/2024
B
Michigan 11/2/2023
B
Washington 1/22/2025
B
Minnesota 11/27/2024
B
Wisconsin 9/5/2024
B
Mississippi 11/2/2023
B
Wyoming 9/5/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
400 MERIDIAN CENTRE BLVD STE 210, ROCHESTER, NY 14618
470 LONG POND RD STE 220 [OFFICE OF CONVENIENCE], ROCHESTER, NY 14612
Registered with this firm since 11/2/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
400 MERIDIAN CENTRE BLVD STE 210, ROCHESTER, NY 14618
470 LONG POND RD STE 220 [OFFICE OF CONVENIENCE], ROCHESTER, NY 14612
Registered with this firm since 11/2/2023
Previous Registration(s)
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IA
 04/27/2015 - 11/21/2023 LPL FINANCIAL LLC (CRD#:6413) ROCHESTER, NY
B
 04/22/2015 - 11/21/2023 LPL FINANCIAL LLC (CRD#:6413) ROCHESTER, NY
B
 04/28/2015 - 11/03/2023 ESL INVESTMENT SERVICES, LLC (CRD#:139176) Rochester, NY
IA
 12/07/2010 - 04/13/2015 M&T SECURITIES, INC. (CRD#:17358) EAST ROCHESTER, NY
B
 12/07/2010 - 04/13/2015 M&T SECURITIES, INC. (CRD#:17358) EAST ROCHESTER, NY
IA
 03/31/2010 - 11/22/2010 HSBC SECURITIES (USA) INC. (CRD#:19585) EAST ROCHESTER, NY
B
 03/31/2010 - 11/22/2010 HSBC SECURITIES (USA) INC. (CRD#:19585) EAST ROCHESTER, NY
IA
 02/08/2010 - 03/24/2010 AXA ADVISORS, LLC (CRD#:6627) ROCHESTER, NY
B
 02/20/2008 - 03/24/2010 AXA ADVISORS, LLC (CRD#:6627) ROCHESTER, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.