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Detailed Report
NICHOLAS TAYLOR
NICHOLAS ASHFORD TAYLOR
CRD#: 5457904
IA
Investment Adviser
B
Broker
THRIVENT ADVISOR NETWORK, LLCCRD#: 304569 150 South Fifth Street
Suite 2858
Minneapolis, MN 55402
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 150 South 5th Street
Minneapolis, MN 55402
Registration History
2008201020122014201620182020202220242026BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2024 - Present (<1 year)IATHRIVENT ADVISOR NETWORK, LLC (CRD# 304569)2020 - Present (4 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2020 - 2024 (4 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2008 - 2020 (12 years)IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2013 - 2020 (6 years)
License(s)

State Registrations

B
Arizona 8/7/2024
B
Nebraska 8/7/2024
B
Georgia 8/7/2024
B
North Carolina 8/7/2024
B
Iowa 8/7/2024
B
Virginia 8/7/2024
IA
Minnesota 5/21/2020
B
Washington 8/9/2024
B
Minnesota 8/5/2024
B
Wisconsin 8/7/2024
B
Missouri 8/7/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
150 South 5th Street , Minneapolis, MN 55402
Woodbury, MN
Registered with this firm since 8/5/2024
IA
THRIVENT ADVISOR NETWORK, LLC (CRD#:304569)
150 South Fifth Street Suite 2858, Minneapolis, MN 55402
Registered with this firm since 5/21/2020
Previous Registration(s)
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B
 06/18/2020 - 08/01/2024 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Minneapolis, MN
IA
 11/18/2013 - 06/17/2020 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) NORTH OAKS, MN
B
 01/01/2008 - 06/17/2020 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) NORTH OAKS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.