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MARK RONALD DEGREGORIO
MARK DEGREGORIO
CRD#: 5457855
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1414 MASSACHUSETTS AVE
CAMBRIDGE, MA 02138
CAMBRIDGE, MA 02138
0
Disclosures
14
Years of Experience
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State Registrations
B
Arizona 5/15/2024
B
New Mexico 8/19/2022
B
California 10/25/2019
B
New York 3/20/2015
B
Connecticut 3/20/2015
B
North Carolina 7/23/2019
IA
Connecticut 3/23/2015
B
Pennsylvania 2/28/2023
B
Delaware 10/30/2023
B
Rhode Island 3/20/2015
B
Florida 3/20/2015
B
South Carolina 10/25/2019
B
Georgia 2/21/2023
B
Tennessee 3/12/2019
B
Maine 3/20/2015
IA
Texas 7/27/2016
B
Maryland 8/30/2022
B
Texas 10/30/2023
B
Massachusetts 3/20/2015
B
Washington 11/7/2024
B
New Hampshire 3/20/2015
B
Wisconsin 7/31/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 3/23/2015
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Registered with this firm since 3/20/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/08/2013 - 02/24/2015 | BOSTON, MA | |
B | 01/08/2013 - 02/24/2015 | BOSTON, MA | |
IA | 09/07/2011 - 09/24/2012 | BOSTON, MA | |
B | 07/13/2011 - 09/24/2012 | BOSTON, MA | |
B | 12/14/2009 - 07/12/2011 | SOUTHBOROUGH, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.