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Eileen P Days
EILEEN PAO-TING HSIEH, Eileen P Hsieh
CRD#: 5457693
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10400 NE 4TH ST
BELLEVUE, WA 98004
BELLEVUE, WA 98004
0
Disclosures
17
Years of Experience
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State Registrations
B
Arizona 2/4/2010
B
North Carolina 6/18/2013
B
California 2/4/2010
B
Oregon 10/23/2009
B
Colorado 7/17/2024
B
Pennsylvania 5/6/2020
B
Hawaii 9/29/2021
B
South Carolina 10/5/2022
B
Idaho 8/15/2011
B
Texas 5/9/2014
B
Maryland 6/18/2013
IA
Texas 5/20/2014
B
Massachusetts 2/4/2010
B
Virginia 4/26/2023
B
Missouri 3/27/2023
B
Washington 10/23/2009
B
New Mexico 5/9/2014
IA
Washington 10/23/2009
B
New York 1/4/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/23/2009
B
Registered with this firm since 10/23/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/18/2008 - 10/23/2009 | BELLEVUE, WA | |
B | 02/15/2008 - 10/23/2009 | BELLEVUE, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.