Individual Firm
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MYRA MILLER
XUE CHENG, GLENN MILLER, XUE MILLER
CRD#: 5457352
IA
B
LPL ENTERPRISE, LLCCRD#: 8733 1000 PITTSFORD VICTOR ROAD
SUITE 2E
PITTSFORD, NY 14534
SUITE 2E
PITTSFORD, NY 14534
View By:
2/7/2020
Customer Dispute
Closed-No Action
State Registrations
B
Florida 11/15/2024
B
New York 11/14/2024
B
Maryland 11/14/2024
IA
New York 11/14/2024
B
Massachusetts 2/7/2025
B
North Carolina 11/14/2024
B
New Jersey 11/14/2024
B
Pennsylvania 11/14/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/14/2024
B
Registered with this firm since 11/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/04/2022 - 11/14/2024 | Pittsford, NY | |
B | 03/29/2022 - 11/14/2024 | Pittsford, NY | |
IA | 03/29/2022 - 04/02/2022 | Pittsford, NY | |
IA | 10/19/2021 - 03/28/2022 | ROCHESTER, NY | |
B | 08/17/2018 - 03/28/2022 | ROCHESTER, NY | |
B | 01/11/2008 - 08/21/2018 | ROCHESTER, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.