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DEREK THOMAS KOKUBUN
DEREK KOKUBUN
CRD#: 5456640
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 5855 E Naples Plaza
Suite 103
Long Beach, CA 90803
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 5855 E Naples Plaza, Suite 103
Long Beach, CA 90803
Registration History
20082010201220142016201820202022202420262 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2019 (6 years)2 FIRMS2019 - Present (6 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2008 - 2011 (3 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2009 - 2011 (2 years)
License(s)

State Registrations

B
Alabama 3/2/2022

B
Nevada 9/6/2022

B
Arizona 6/3/2019

B
New Mexico 7/20/2022

B
California 2/8/2019

B
North Carolina 7/7/2023

IA
California 2/8/2019

B
Ohio 7/20/2022

B
Colorado 6/4/2019

B
Texas 7/20/2022

B
Florida 7/20/2022

IA
Texas 7/28/2022

B
Idaho 6/21/2023

B
Utah 3/19/2024

B
Massachusetts 6/17/2020

B
Washington 7/20/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
5855 E Naples Plaza Suite 103, Long Beach, CA 90803
Registered with this firm since 2/8/2019

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
5855 E Naples Plaza, Suite 103, Long Beach, CA 90803
Registered with this firm since 2/8/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/05/2012 - 02/19/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) SEAL BEACH, CA
B
04/04/2012 - 02/19/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) SEAL BEACH, CA
IA
01/04/2012 - 04/02/2012 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LONG BEACH, CA
B
01/03/2012 - 04/02/2012 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LONG BEACH, CA
IA
05/15/2009 - 12/20/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) SEAL BEACH, CA
B
08/07/2008 - 12/20/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) SEAL BEACH, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.