Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DANIEL EDWARD FUDALA
DANIEL FUDALA
CRD#: 5455956
IA
Investment Adviser
B
Previous Broker
HAZEL RIDGE ADVISORS, LLCCRD#: 174965 PALATINE, IL
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2015 (7 years)IAHAZEL RIDGE ADVISORS, LLC (CRD# 174965)2015 - Present (9 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2008 - 2008 (<1 year)
License(s)

State Registrations

IA
Illinois 5/13/2015
IA
Texas 4/30/2015
Current Registration(s)
IA
HAZEL RIDGE ADVISORS, LLC (CRD#:174965)
PALATINE, IL
Registered with this firm since 4/30/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/28/2008 - 05/07/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) BARRINGTON, IL
B
 01/01/2008 - 05/07/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) BARRINGTON, IL
B
 01/11/2008 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) BARRINGTON, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.