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Detailed Report
SEAN P RYAN
CRD#: 5455700
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 460 E SWEDESFORD ROAD SUITE 2030
WAYNE, PA 19087
CETERA ADVISORS LLCCRD#: 10299 460 E SWEDESFORD ROAD SUITE 2030
WAYNE, PA 19087
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2010 (2 years)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2016 (3 years)3 FIRMS2016 - 2016 (<1 year)8 FIRMS2016 - 2017 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (1 year)BCETERA ADVISORS LLC (CRD# 10299)2017 - Present (7 years)BPACER FINANCIAL, INC. (CRD# 137040)2010 - 2012 (1 year)IACETERA ADVISORS LLC (CRD# 10299)2017 - 2024 (6 years)IAMAGIS FINANCIAL PARTNERS (CRD# 121445)2017 - 2021 (3 years)
License(s)

State Registrations

B
Arizona 1/24/2018
B
Illinois 6/25/2019
B
California 6/25/2019
B
Maine 12/10/2019
B
Colorado 1/24/2018
B
Maryland 1/2/2019
B
Delaware 10/7/2021
B
New Jersey 10/31/2017
B
District of Columbia 4/28/2022
B
New York 1/24/2018
B
Florida 1/24/2018
B
Pennsylvania 9/7/2017
B
Georgia 3/15/2021
IA
Pennsylvania 3/21/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
460 E SWEDESFORD ROAD SUITE 2030, WAYNE, PA 19087
ARDMORE, PA
Registered with this firm since 3/21/2024
B
CETERA ADVISORS LLC (CRD#:10299)
460 E SWEDESFORD ROAD SUITE 2030, WAYNE, PA 19087
ARDMORE, PA
Registered with this firm since 9/7/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/07/2017 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
 12/05/2017 - 03/09/2021 MAGIS FINANCIAL PARTNERS (CRD#:121445) HORSHAM, PA
IA
 02/23/2016 - 08/11/2017 CETERA ADVISOR NETWORKS LLC (CRD#:13572) HAVERTOWN, PA
B
 02/23/2016 - 08/11/2017 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
B
 02/23/2016 - 08/11/2017 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, CO
B
 02/23/2016 - 08/11/2017 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) SCHAUMBURG, IL
B
 02/23/2016 - 08/11/2017 CETERA INVESTMENT SERVICES LLC (CRD#:15340) ST. CLOUD, MN
B
 02/23/2016 - 08/11/2017 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN DIEGO, CA
B
 02/23/2016 - 08/11/2017 GIRARD SECURITIES, INC. (CRD#:18697) SAN DIEGO, CA
B
 02/23/2016 - 08/11/2017 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) BOCA RATON, FL
B
 02/23/2016 - 12/14/2016 LEGEND EQUITIES CORPORATION (CRD#:30999) PALM BEACH GARDENS, FL
B
 02/23/2016 - 11/09/2016 INVESTORS CAPITAL CORP. (CRD#:30613) LYNNFIELD, MA
B
 02/23/2016 - 11/09/2016 VSR FINANCIAL SERVICES, INC. (CRD#:14503) OVERLAND PARK, KS
IA
 11/26/2012 - 02/03/2016 BRINKER CAPITAL INC (CRD#:111743) BERWYN, PA
B
 11/26/2012 - 02/03/2016 BRINKER CAPITAL SECURITIES, INC. (CRD#:38123) BERWYN, PA
B
 03/19/2012 - 10/22/2012 BIC DISTRIBUTORS, LLC (CRD#:152860) PHOENIX, AZ
IA
 02/22/2012 - 03/19/2012 PACER ADVISORS, INC. (CRD#:137381) ST. LOUIS, MO
B
 10/28/2010 - 03/19/2012 PACER FINANCIAL, INC. (CRD#:137040) PAOLI, PA
IA
 06/12/2008 - 10/21/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BALA CYNWYD, PA
B
 03/05/2008 - 10/21/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BALA CYNWYD, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.