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Detailed Report
JUAN PEDRO FREITAS
PEDRO FREITAS
CRD#: 5454027
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 6710 FOREST HILL BLVD
WEST PALM BEACH, FL 33413
Registration History
20082010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BPNC INVESTMENTS (CRD# 129052)2009 - 2013 (3 years)BNATCITY INVESTMENTS, INC. (CRD# 17490)2007 - 2009 (1 year)IAPNC INVESTMENTS (CRD# 129052)2012 - 2013 (1 year)
Disclosure(s)
View By:
8/31/2016
Customer Dispute
Settled
3/4/2014
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 5/12/2025
B
Nebraska 7/14/2025
B
Arizona 5/15/2018
B
New Hampshire 3/23/2016
B
California 10/2/2013
B
New Jersey 2/4/2014
B
Colorado 9/29/2021
B
New York 2/4/2014
B
Connecticut 2/4/2014
B
North Carolina 12/9/2016
B
District of Columbia 10/21/2013
B
Ohio 12/18/2015
B
Florida 10/2/2013
B
Oklahoma 4/7/2017
IA
Florida 10/4/2013
B
Pennsylvania 4/11/2018
B
Georgia 3/24/2016
IA
Texas 3/28/2016
B
Kentucky 7/18/2022
B
Texas 4/1/2016
B
Maryland 5/9/2024
B
Virginia 7/11/2016
B
Mississippi 4/4/2016
B
Wisconsin 7/2/2014
B
Missouri 4/29/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
6710 FOREST HILL BLVD, WEST PALM BEACH, FL 33413
4660 FOREST HILL BLVD, WEST PALM BEACH, FL 33415
Registered with this firm since 10/4/2013
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
6710 FOREST HILL BLVD, WEST PALM BEACH, FL 33413
4660 FOREST HILL BLVD, WEST PALM BEACH, FL 33415
Registered with this firm since 10/2/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/29/2012 - 10/01/2013 PNC INVESTMENTS (CRD#:129052) WEST PALM BEACH, FL
B
 11/13/2009 - 10/01/2013 PNC INVESTMENTS (CRD#:129052) WEST PALM BEACH, FL
B
 12/07/2007 - 11/13/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) BOYNTON BEACH, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.