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Detailed Report
GRANT W. RAYMOND
CRD#: 5452886
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 4 VENTURE, SUITE 290
IRVINE, CA 92618
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Arizona 9/8/2009
B
Indiana 11/23/2020
B
California 9/8/2009
B
New York 6/26/2023
IA
California 9/8/2009
B
Oklahoma 11/15/2022
B
Colorado 11/23/2020
B
Oregon 1/28/2020
B
Florida 7/15/2024
B
Texas 4/29/2021
B
Georgia 1/17/2023
IA
Texas 3/7/2022
B
Hawaii 5/19/2021
B
Utah 2/27/2019
B
Idaho 11/23/2020
B
Washington 1/7/2010

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
4 VENTURE, SUITE 290, IRVINE, CA 92618
SAN CLEMENTE, CA
Registered with this firm since 9/8/2009
B
LPL FINANCIAL LLC (CRD#:6413)
4 VENTURE, SUITE 290, IRVINE, CA 92618
SAN CLEMENTE, CA
Registered with this firm since 9/8/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/11/2008 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) NEWPORT BEACH, CA
B
 01/11/2008 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) NEWPORT BEACH, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.