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Registration History
20082010201220142016201820202022202420263 FIRMS2018 - 2018 (<1 year)2 FIRMS2018 - 2021 (2 years)2 FIRMS2021 - Present (3 years)BSCOTTRADE, INC. (CRD# 8206)2013 - 2018 (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2008 - 2013 (5 years)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2017 - 2018 (<1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2010 - 2013 (2 years)
Disclosure(s)
View By:
3/10/2016
Financial
Final
License(s)

State Registrations

B
Alaska 6/26/2024

B
New York 1/3/2022

B
Arizona 1/10/2022

B
North Carolina 3/30/2021

B
California 3/17/2022

B
Ohio 3/14/2024

B
Florida 3/30/2021

B
South Carolina 3/17/2022

IA
Florida 3/30/2021

B
Tennessee 10/13/2022

B
Georgia 7/6/2021

B
Texas 3/29/2021

B
Illinois 9/30/2021

IA
Texas 3/29/2021

B
Maryland 3/17/2022

B
Utah 11/8/2021

B
Massachusetts 9/24/2024

B
Virginia 10/1/2024

B
Michigan 7/6/2022

B
Washington 3/16/2022

B
Minnesota 10/13/2022

B
Wisconsin 7/30/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
18925 US 441, MOUNT DORA, FL 32757
Registered with this firm since 3/29/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
18925 US 441, MOUNT DORA, FL 32757
Registered with this firm since 3/29/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/15/2018 - 03/26/2021 CHARLES SCHWAB & CO., INC. (CRD#:5393) Orlando, FL
B
05/14/2018 - 03/26/2021 CHARLES SCHWAB & CO., INC. (CRD#:5393) Orlando, FL
IA
02/28/2018 - 04/23/2018 TD AMERITRADE, INC. (CRD#:7870) TUCSON, AZ
IA
02/26/2018 - 04/23/2018 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) OMAHA, NE
B
02/26/2018 - 04/23/2018 TD AMERITRADE, INC. (CRD#:7870) TUCSON, AZ
IA
08/30/2017 - 02/26/2018 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
B
09/18/2013 - 02/26/2018 SCOTTRADE, INC. (CRD#:8206) TUCSON, AZ
B
01/18/2008 - 08/06/2013 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) ALTAMONTE SPRINGS, FL
IA
08/27/2010 - 03/19/2013 STRATEGIC ADVISERS, INC. (CRD#:104555) ALTAMONTE SPRINGS, FL
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.