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WESLEY AARON SIEBERT
WESLEY SIEBERT
CRD#: 5452773
IA
Investment Adviser
B
Broker
PRINCIPAL SECURITIES, INC.CRD#: 1137 18205 CAPITOL AVE
STE 300
ELKHORN, NE 68022
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2021 (13 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 2/16/2021

B
New Jersey 2/16/2021

B
Colorado 3/14/2021

B
New Mexico 9/11/2024

B
Idaho 8/4/2023

B
New York 2/16/2021

B
Illinois 3/14/2021

B
Ohio 4/18/2023

B
Iowa 2/16/2021

B
Pennsylvania 3/14/2021

B
Kansas 2/16/2021

B
Texas 7/28/2022

B
Missouri 2/27/2021

IA
Texas 7/28/2022

B
Nebraska 2/16/2021

B
Washington 6/18/2021

IA
Nebraska 2/23/2021

B
Wisconsin 3/14/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRINCIPAL SECURITIES, INC. (CRD#:1137)
18205 CAPITOL AVE STE 300, ELKHORN, NE 68022
Registered with this firm since 2/23/2021

B
PRINCIPAL SECURITIES, INC. (CRD#:1137)
18205 CAPITOL AVE STE 300, ELKHORN, NE 68022
Registered with this firm since 2/16/2021

Previous Registration(s)
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IA
08/22/2008 - 02/17/2021 MML INVESTORS SERVICES, LLC (CRD#:10409) Omaha, NE
B
01/16/2008 - 02/17/2021 MML INVESTORS SERVICES, LLC (CRD#:10409) Omaha, NE
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.