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Detailed Report
EMILY SANG
QINGQING SANG, QINGQING WALKE
CRD#: 5452309
IA
Investment Adviser
B
Broker
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 17671 Cowan
Irvine, CA 92614
Registration History
2014201520162017201820192020202120222023202420252026IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2016 - Present (9 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2014 - Present (10 years)
License(s)

State Registrations

B
California 11/3/2014
B
Ohio 2/14/2023
IA
California 3/21/2016
IA
Texas 5/15/2023
B
Florida 1/11/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
17671 Cowan, Irvine, CA 92614
Registered with this firm since 3/21/2016
B
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
17671 Cowan, Irvine, CA 92614
Registered with this firm since 10/31/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.