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KEVIN JAMES SMITH II
KEVIN SMITH, KJ Smith
CRD#: 5452226
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 HIXSON, TN
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2010 (1 year)2 FIRMS2011 - 2015 (3 years)2 FIRMS2018 - 2024 (6 years)2 FIRMS2024 - Present (<1 year)BCBIS FINANCIAL SERVICES, INC. (CRD# 20872)2015 - 2017 (2 years)
License(s)

State Registrations

B
Alabama 6/14/2024

B
New Hampshire 6/14/2024

B
Arizona 6/14/2024

B
New Jersey 6/14/2024

B
Arkansas 6/14/2024

B
New Mexico 6/14/2024

B
California 6/14/2024

B
New York 6/14/2024

B
Florida 6/14/2024

B
North Carolina 6/14/2024

B
Georgia 6/14/2024

B
Pennsylvania 6/14/2024

B
Illinois 6/14/2024

B
Tennessee 6/14/2024

IA
Illinois 6/14/2024

IA
Tennessee 6/14/2024

B
Iowa 6/14/2024

B
Texas 6/14/2024

B
Kentucky 6/14/2024

IA
Texas 6/14/2024

B
Louisiana 6/14/2024

B
Virginia 6/14/2024

B
Massachusetts 6/14/2024

B
Washington 6/14/2024

B
Minnesota 6/14/2024

B
Wyoming 6/14/2024

B
Montana 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
HIXSON, TN
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
HIXSON, TN
Registered with this firm since 6/14/2024

Previous Registration(s)
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IA
03/01/2018 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) HIXSON, TN
B
03/01/2018 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) HIXSON, TN
B
01/20/2015 - 11/06/2017 CBIS FINANCIAL SERVICES, INC. (CRD#:20872) CHICAGO, IL
IA
06/30/2011 - 01/15/2015 AXA ADVISORS, LLC (CRD#:6627) OAK BROOK, IL
B
04/12/2011 - 01/15/2015 AXA ADVISORS, LLC (CRD#:6627) OAK BROOK, IL
IA
09/05/2008 - 03/12/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
B
07/03/2008 - 03/12/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.