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Becca H Brocato
BECCA RENEE HOFFER, Becca HOFFER Siegel
CRD#: 5451596
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3700 N CAPITAL OF TEXAS HWY
AUSTIN, TX 78746
Registration History
20082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2007 - 2015 (7 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2008 - 2015 (7 years)
License(s)

State Registrations

B
Alabama 9/28/2015

B
Massachusetts 9/28/2015

B
Arizona 9/28/2015

B
Michigan 9/28/2015

B
California 9/28/2015

B
Minnesota 5/3/2023

B
Colorado 9/28/2015

B
New Jersey 9/28/2015

B
Connecticut 9/28/2015

B
New Mexico 9/28/2015

B
Delaware 7/11/2024

B
New York 9/28/2015

B
District of Columbia 9/28/2015

B
North Carolina 9/28/2015

B
Florida 9/28/2015

B
Ohio 3/30/2021

B
Georgia 5/4/2022

B
Rhode Island 1/2/2021

B
Hawaii 7/13/2021

B
South Carolina 1/15/2021

B
Illinois 5/21/2021

B
Tennessee 8/11/2021

B
Indiana 9/28/2015

B
Texas 9/28/2015

B
Kansas 8/8/2017

IA
Texas 9/28/2015

B
Kentucky 1/2/2025

B
Virginia 9/28/2015

B
Maryland 9/28/2015

B
Washington 10/12/2015

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3700 N CAPITAL OF TEXAS HWY, AUSTIN, TX 78746
Registered with this firm since 9/28/2015

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3700 N CAPITAL OF TEXAS HWY, AUSTIN, TX 78746
Registered with this firm since 9/28/2015

Previous Registration(s)
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IA
01/07/2008 - 10/12/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) AUSTIN, TX
B
12/13/2007 - 10/12/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) AUSTIN, TX
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.