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KAREN MARIE JONES MS.
KAREN MARIE JONES, KAREN JONES
CRD#: 5451494
IA
Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2012 (4 years)2 FIRMS2013 - Present (12 years)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2007 - 2008 (<1 year)IAJ. P. MORGAN SECURITIES INC. (CRD# 18718)2008 - 2008 (<1 year)
License(s)

State Registrations

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Florida 3/5/2018

IA
Illinois 1/22/2013

B
Illinois 1/22/2013

B
North Carolina 1/7/2019

SRO Registrations

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Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

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New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 1/22/2013

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 1/22/2013

Previous Registration(s)
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10/01/2008 - 10/11/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
IA
10/01/2008 - 05/15/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
IA
02/06/2008 - 10/01/2008 J. P. MORGAN SECURITIES INC. (CRD#:18718) CHICAGO, IL
B
12/10/2007 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.