• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MELISSA DANIELLE FRAZIER
MISSY FRAZIER, MELISSA DANIELLE MACHA, MELISSA DANIELLE VINCELETTE
CRD#: 5450603
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 767 E Yosemite Ave
Suite D
MERCED, CA 95340
Registration History
2008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2013 - Present (11 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - Present (12 years)BBBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2010 - 2012 (1 year)BGUARANTY BROKERAGE SERVICES, INC. (CRD# 23302)2007 - 2009 (2 years)
License(s)

State Registrations

B
California 11/16/2012

IA
California 5/7/2013

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
767 E Yosemite Ave Suite D, MERCED, CA 95340
Registered with this firm since 5/7/2013

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
767 E Yosemite Ave Suite D, MERCED, CA 95340
Registered with this firm since 11/15/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/11/2010 - 01/03/2012 BBVA COMPASS INVESTMENT SOLUTIONS, INC (CRD#:17086) MERCED, CA
B
12/06/2007 - 12/23/2009 GUARANTY BROKERAGE SERVICES, INC. (CRD#:23302) MERCED, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.