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Peter Sarsby
PETER ASHLEY SARSBY, PETER SARSBY
CRD#: 5448734
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 560 Mission St
Floor 22
San Francisco, CA 94105
Registration History
2008201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2024 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - Present (3 years)BCREDIT SUISSE SECURITIES (USA) LLC (CRD# 816)2016 - 2021 (4 years)BMERUS CAPITAL PARTNERS, LLC (CRD# 158884)2013 - 2014 (<1 year)BCHIMERA SECURITIES, LLC (CRD# 147566)2011 - 2013 (1 year)BGOLDMAN, SACHS & CO. (CRD# 361)2008 - 2011 (3 years)
License(s)

State Registrations

B
Alabama 6/2/2021

B
Nebraska 6/2/2021

B
Alaska 6/2/2021

B
Nevada 6/2/2021

B
Arizona 6/2/2021

B
New Hampshire 6/2/2021

B
Arkansas 6/2/2021

B
New Jersey 6/2/2021

B
California 6/2/2021

B
New Mexico 6/2/2021

IA
California 4/8/2024

B
New York 6/2/2021

B
Colorado 6/2/2021

B
North Carolina 6/2/2021

B
Connecticut 6/2/2021

B
North Dakota 6/2/2021

B
Delaware 6/2/2021

B
Ohio 6/8/2021

B
District of Columbia 6/2/2021

B
Oklahoma 6/2/2021

B
Florida 6/2/2021

B
Oregon 6/2/2021

B
Georgia 6/2/2021

B
Pennsylvania 6/2/2021

B
Hawaii 6/2/2021

B
Puerto Rico 6/2/2021

B
Idaho 6/2/2021

B
Rhode Island 6/2/2021

B
Illinois 6/2/2021

B
South Carolina 6/2/2021

B
Indiana 6/2/2021

B
South Dakota 6/2/2021

B
Iowa 6/2/2021

B
Tennessee 6/2/2021

B
Kansas 6/2/2021

B
Texas 6/2/2021

B
Kentucky 6/2/2021

IA
Texas 4/8/2024

B
Louisiana 6/2/2021

B
Utah 6/2/2021

B
Maine 6/2/2021

B
Vermont 6/2/2021

B
Maryland 6/2/2021

B
Virgin Islands 6/2/2021

B
Massachusetts 6/2/2021

B
Virginia 6/2/2021

B
Michigan 6/2/2021

B
Washington 6/2/2021

B
Minnesota 6/2/2021

B
West Virginia 6/2/2021

B
Mississippi 6/2/2021

B
Wisconsin 6/2/2021

B
Missouri 6/2/2021

B
Wyoming 6/2/2021

B
Montana 6/2/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
560 Mission St Floor 22, San Francisco, CA 94105
Corte Madera, CA
Registered with this firm since 4/8/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
560 Mission St Floor 22, San Francisco, CA 94105
Corte Madera, CA
Registered with this firm since 6/2/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/11/2016 - 06/08/2021 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN FRANCISCO, CA
B
06/26/2013 - 03/24/2014 MERUS CAPITAL PARTNERS, LLC (CRD#:158884) NEW YORK, NY
B
09/07/2011 - 06/25/2013 CHIMERA SECURITIES, LLC (CRD#:147566) NEW YORK, NY
B
06/30/2008 - 06/13/2011 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.