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Todd M O Donnell
MCCABE O'DONNELL, T MCCABE O'DONNELL, TODD MCCABE O'DONNELL, Todd M ODonnell
CRD#: 5448302
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 27 COOGAN BLVD
MYSTIC, CT 06355
MYSTIC, CT 06355
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10/29/2011
Criminal
Final Disposition
State Registrations
B
Arizona 3/25/2022
B
Massachusetts 3/15/2024
B
Connecticut 1/21/2020
B
New Jersey 1/21/2020
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Connecticut 1/21/2020
B
New York 1/21/2020
B
Florida 1/21/2020
B
South Carolina 8/5/2021
B
Georgia 2/12/2020
B
Texas 4/20/2021
B
Maryland 2/20/2024
IA
Texas 4/20/2021
SRO Registrations
B
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B
B
B
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Registered with this firm since 1/21/2020
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Registered with this firm since 1/21/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/24/2015 - 01/24/2020 | NEW YORK, NY | |
B | 08/27/2010 - 01/24/2020 | NEW YORK, NY | |
B | 07/30/2008 - 09/02/2010 | NEW YORK, NY | |
B | 12/06/2007 - 12/19/2007 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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