Individual Firm
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KEVIN LOWRY
CRD#: 5448052
IA
B
MORGAN STANLEYCRD#: 149777 2000 WESTCHESTER AVENUE, 1 NC
NORTHEAST REGION
PURCHASE, NY 10577
NORTHEAST REGION
PURCHASE, NY 10577
0
Disclosures
17
Years of Experience
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State Registrations
B
Arizona 9/21/2022
B
Nevada 9/30/2022
B
California 9/21/2022
B
New Hampshire 9/21/2022
B
Colorado 9/21/2022
B
New Jersey 9/21/2022
B
Connecticut 9/21/2022
IA
New Jersey 9/22/2022
B
Delaware 9/21/2022
B
New York 9/21/2022
B
District of Columbia 9/21/2022
IA
New York 9/21/2022
B
Florida 9/21/2022
B
North Carolina 9/30/2022
B
Georgia 9/21/2022
B
Ohio 9/22/2022
B
Hawaii 9/21/2022
B
Oklahoma 9/21/2022
B
Idaho 9/21/2022
B
Pennsylvania 9/30/2022
B
Illinois 9/21/2022
B
Rhode Island 9/21/2022
B
Indiana 6/10/2024
B
South Carolina 9/21/2022
B
Iowa 9/21/2022
B
Tennessee 9/21/2022
B
Kentucky 2/21/2025
B
Texas 9/21/2022
B
Louisiana 9/21/2022
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Texas 9/21/2022
B
Maryland 9/21/2022
B
Vermont 9/21/2022
B
Massachusetts 9/30/2022
B
Virginia 9/30/2022
B
Michigan 9/21/2022
B
Washington 9/21/2022
B
Minnesota 9/21/2022
B
Wisconsin 9/21/2022
B
Missouri 9/21/2022
B
Wyoming 9/21/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/21/2022
B
Registered with this firm since 9/21/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/18/2010 - 09/30/2022 | Purchase, NY | |
B | 02/28/2008 - 09/30/2022 | Purchase, NY | |
B | 01/01/2008 - 01/22/2008 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.