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ROBERT PATRICK HIGGINS
CRD#: 5447379
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6702 POINTE INVERNESS WAY
STE 100
FORT WAYNE, IN 46804
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2014 (1 year)2 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - Present (6 years)
Disclosure(s)
View By:
8/23/2017
Financial
Final
License(s)

State Registrations

B
Arkansas 1/17/2024

B
Kentucky 11/26/2018

B
Illinois 11/7/2018

B
Missouri 1/8/2024

B
Indiana 4/11/2018

B
Ohio 11/7/2018

IA
Indiana 4/11/2018

B
Tennessee 1/9/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6702 POINTE INVERNESS WAY STE 100, FORT WAYNE, IN 46804
FORT WAYNE, IN
Registered with this firm since 4/11/2018

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6702 POINTE INVERNESS WAY STE 100, FORT WAYNE, IN 46804
FORT WAYNE, IN
Registered with this firm since 4/11/2018

Previous Registration(s)
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IA
07/19/2016 - 04/06/2018 FIFTH THIRD SECURITIES, INC. (CRD#:628) FORT WAYNE, IN
B
07/19/2016 - 04/06/2018 FIFTH THIRD SECURITIES, INC. (CRD#:628) FORT WAYNE, IN
IA
10/01/2012 - 08/05/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW HAVEN, IN
B
10/01/2012 - 08/05/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW HAVEN, IN
IA
03/05/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) FORT WAYNE, IN
B
03/05/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) FORT WAYNE, IN
IA
02/05/2008 - 03/05/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) FORT WAYNE, IN
B
01/01/2008 - 03/05/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) FORT WAYNE, IN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.