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NICOLE MARIE WILTGEN
NICOLE MARIE CATHMAN
CRD#: 5447297
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 304 N MARYVILLE ST
CALMAR, IA 52132
CETERA ADVISOR NETWORKS LLCCRD#: 13572 304 N Maryville St.
CALMAR, IA 52132
Registration History
2010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2010 - 2023 (12 years)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2011 - 2023 (11 years)
License(s)

State Registrations

B
Alaska 2/5/2025

B
Nebraska 8/10/2023

B
Iowa 8/10/2023

B
North Carolina 1/30/2025

IA
Iowa 8/10/2023

B
Wisconsin 8/10/2023

B
Minnesota 8/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
304 N MARYVILLE ST, CALMAR, IA 52132
Registered with this firm since 8/10/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
304 N Maryville St., CALMAR, IA 52132
Registered with this firm since 8/10/2023

Previous Registration(s)
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IA
10/27/2011 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) CALMAR, IA
B
09/02/2010 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) CALMAR, IA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.