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CATHERINE ANN REILLY
KATIE REILLY
CRD#: 5445760
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 400 W GRANADA BLVD
ORMOND BEACH, FL 32174
Registration History
20082010201220142016201820202022202420262 FIRMS2011 - 2014 (2 years)2 FIRMS2014 - 2014 (<1 year)2 FIRMS2014 - Present (10 years)BHOLLAND INVESTMENT SERVICES, INC. (CRD# 148492)2009 - 2010 (<1 year)BEDWARD JONES (CRD# 250)2007 - 2008 (<1 year)IAHOLLAND ADVISORY SERVICES, INC. (CRD# 136302)2010 - 2011 (<1 year)
License(s)

State Registrations

B
Florida 6/20/2014

B
Georgia 6/20/2014

IA
Florida 6/23/2014

B
Massachusetts 5/23/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
400 W GRANADA BLVD, ORMOND BEACH, FL 32174
Registered with this firm since 6/23/2014

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
400 W GRANADA BLVD, ORMOND BEACH, FL 32174
Registered with this firm since 6/20/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/17/2014 - 06/06/2014 SIGNATOR INVESTORS, INC. (CRD#:468) MAITLAND, FL
B
02/28/2014 - 06/06/2014 SIGNATOR INVESTORS, INC. (CRD#:468) MAITLAND, FL
IA
11/10/2011 - 03/04/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) DAYTONA BEACH, FL
B
11/09/2011 - 03/04/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) DAYTONA BEACH, FL
IA
08/16/2010 - 02/24/2011 HOLLAND ADVISORY SERVICES, INC. (CRD#:136302) ORMOND BEACH, FL
B
09/24/2009 - 02/22/2010 HOLLAND INVESTMENT SERVICES, INC. (CRD#:148492) LAKE MARY, FL
B
12/20/2007 - 03/13/2008 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.