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Monica Ann Coles
Monica Ann Cavallo, Monica Ann Mosher
CRD#: 5445069
IA
B
PINNACLE INVESTMENTS, LLCCRD#: 142910 5845 WIDEWATERS PKWY
STE 300
EAST SYRACUSE, NY 13057
STE 300
EAST SYRACUSE, NY 13057
0
Disclosures
13
Years of Experience
View By:
State Registrations
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Alabama 2/14/2022
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Missouri 2/14/2022
B
Arizona 2/14/2022
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Montana 2/14/2022
B
California 2/14/2022
B
Nevada 2/14/2022
B
Colorado 2/14/2022
B
New Jersey 2/14/2022
B
Delaware 2/14/2022
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New Jersey 2/14/2022
B
District of Columbia 2/14/2022
B
New York 2/14/2022
B
Florida 2/14/2022
B
North Carolina 2/14/2022
B
Georgia 2/14/2022
B
Ohio 2/14/2022
B
Illinois 2/14/2022
B
Oklahoma 2/14/2022
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Illinois 2/14/2022
B
Pennsylvania 2/14/2022
B
Indiana 2/14/2022
B
South Carolina 2/14/2022
B
Kentucky 2/14/2022
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Texas 2/14/2022
B
Maryland 2/14/2022
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Utah 2/14/2022
B
Massachusetts 2/14/2022
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Virginia 2/14/2022
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Michigan 2/14/2022
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West Virginia 2/14/2022
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Mississippi 2/14/2022
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Wisconsin 2/14/2022
SRO Registrations
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IA
Registered with this firm since 2/14/2022
B
Registered with this firm since 2/14/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/01/2019 - 02/15/2022 | SYRACUSE, NY | |
B | 11/15/2021 - 02/15/2022 | SAN DIEGO, CA | |
B | 05/12/2021 - 02/15/2022 | SAN DIEGO, CA | |
B | 05/12/2021 - 02/15/2022 | HOUSTON, TX | |
B | 05/12/2021 - 02/15/2022 | SAN DIEGO, CA | |
B | 05/12/2021 - 02/15/2022 | PASADENA, CA | |
B | 01/28/2019 - 02/15/2022 | SYRACUSE, NY | |
IA | 06/18/2013 - 02/09/2017 | SYRACUSE, NY | |
B | 06/14/2013 - 02/09/2017 | SYRACUSE, NY | |
IA | 09/03/2010 - 10/26/2012 | SYRACUSE, NY | |
B | 05/27/2009 - 10/26/2012 | SYRACUSE, NY | |
B | 01/15/2009 - 05/28/2009 | SYRACUSE, NY | |
B | 11/13/2008 - 12/17/2008 | SYRACUSE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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