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Jason H Sanders
JASON HUNT SANDERS, Jason Sanders
CRD#: 5443816
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 569 BROOKWOOD VLG
BIRMINGHAM, AL 35209
BIRMINGHAM, AL 35209
0
Disclosures
17
Years of Experience
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State Registrations
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Alabama 10/9/2020
B
Georgia 10/9/2020
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Alabama 10/9/2020
B
Kansas 10/9/2020
B
Florida 10/9/2020
B
Tennessee 10/9/2020
SRO Registrations
B
B
B
B
B
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Registered with this firm since 10/9/2020
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Registered with this firm since 10/9/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/05/2009 - 10/20/2020 | BIRMINGHAM, AL | |
B | 01/05/2009 - 10/20/2020 | BIRMINGHAM, AL | |
IA | 01/23/2008 - 01/07/2009 | BIRMINGHAM, AL | |
B | 12/20/2007 - 01/07/2009 | BIRMINGHAM, AL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.