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JESSE JOEL BROWN
JESSE BROWN
CRD#: 5443279
IA
Investment Adviser
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Previous Broker
MARINER INDEPENDENTCRD#: 305418 5718 Westheimer Road
Suite 1125
Houston, TX 77057
Registration History
20082010201220142016201820202022202420262 FIRMS2013 - 2014 (1 year)2 FIRMS2014 - 2018 (4 years)IAMARINER INDEPENDENT (CRD# 305418)2024 - Present (1 year)BSIGNATURE ESTATE SECURITIES, INC. (CRD# 18923)2023 - 2024 (<1 year)BOSAIC WEALTH, INC. (CRD# 23131)2018 - 2023 (4 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2012 - 2012 (<1 year)BGWFS EQUITIES, INC. (CRD# 13109)2008 - 2012 (3 years)BUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)2007 - 2008 (1 year)IASEIA (CRD# 108163)2018 - 2024 (5 years)IAROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2018 - 2019 (<1 year)
License(s)

State Registrations

IA
Texas 1/30/2024

Current Registration(s)
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MARINER INDEPENDENT (CRD#:305418)
5718 Westheimer Road Suite 1125, Houston, TX 77057
Registered with this firm since 1/30/2024

Previous Registration(s)
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06/28/2018 - 01/30/2024 SEIA (CRD#:108163) Houston, TX
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08/14/2023 - 01/30/2024 SIGNATURE ESTATE SECURITIES, INC. (CRD#:18923) Los Angeles, CA
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11/02/2018 - 08/24/2023 OSAIC WEALTH, INC. (CRD#:23131) HOUSTON, TX
IA
11/02/2018 - 10/31/2019 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) HOUSTON, TX
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09/30/2014 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) HOUSTON, TX
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09/26/2014 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) HOUSTON, TX
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05/06/2013 - 09/09/2014 STRATEGIC ADVISERS, INC. (CRD#:104555) BOSTON, MA
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02/19/2013 - 09/08/2014 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) BOSTON, MA
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05/16/2012 - 10/02/2012 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
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12/18/2008 - 04/23/2012 GWFS EQUITIES, INC. (CRD#:13109) BOSTON, MA
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11/19/2007 - 11/14/2008 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) SCARBOROUGH, ME
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Broker
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Investment Adviser
Disclosures
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